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#	Item
431	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]April 3, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-04 10:42:37 United States Securities and Exchange Commission Economy of the United States Chicago Board Options Exchange Securities Exchange Act Floor broker U.S. Securities and Exchange Commission Order Open outcry Chicago Stock Exchange Stock market Financial economics Investment
432	Proposed Rule: Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-21 16:32:55 Stock market Securities United States securities law United States Securities and Exchange Commission Prospectus Institutional investors Securities Act U.S. Securities and Exchange Commission Mutual fund Financial economics Investment Finance
433	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]May 20, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-21 08:39:51 Chicago Board Options Exchange Securities Exchange Act Open outcry Economy of the United States Option Financial economics Stock market Investment
434	Proposed Rule: Mutual Fund Distribution Fees Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-21 17:03:02 Collective investment schemes Financial services Mutual fund fees and expenses Institutional investors Open-end fund Mutual fund Exchange-traded fund U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Investment Funds
435	SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230 and 270 [Release No[removed]; IC[removed]Securities Exempted; Distribution of Shares by Registered Open-End Management Investment Company; Applications Regarding Joint E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-24 11:53:00 Financial regulation 76th United States Congress 73rd United States Congress Finance Investment Investment Advisers Act Investment Company Act Securities Act U.S. Securities and Exchange Commission United States securities law Financial economics United States Securities and Exchange Commission
436	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]May 16, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Tradin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-19 10:33:03 Funds Financial services Collective investment schemes Bonds Exchange-traded fund Catastrophe bond Asset-backed security Security Open-end fund Financial economics Investment Finance
437	Administrative Proceeding: Biremis Corporation, Peter Beck, and Charles Kim Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-18 13:45:17 Investment Finance Open outcry Day trading Trader Direct market access Trading strategy Securities Exchange Act Dark liquidity Financial markets Financial economics Stock market
438	14 of 195 EXHIBIT 5 Text of the Proposed Rule Change: 1 Rules of NYSE Alternext US LLC *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-27 11:18:22** Securities Exchange Act United States Securities and Exchange Commission Investment New York Stock Exchange Floor broker Open outcry Financial system London Stock Exchange United States securities law Financial economics 73rd United States Congress
439	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]May 12, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-13 09:01:38 Stock market Finance NASDAQ Philadelphia Stock Exchange Open outcry Securities Exchange Act Order Broker-dealer Floor broker Financial economics Financial markets Investment
440	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Designation of a Longer Period Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-03 14:54:46 Funds Financial services Collective investment schemes Exchange-traded fund Open-end fund Bond Catastrophe bond Asset-backed security Financial adviser Financial economics Investment Finance

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